Governmental, standards bodies and industry groups are placing a heavier burden on enterprises to meet guidelines and regulations.  The impact can range from reduced sales to large fines and even to criminal prosecution.  And new regulations have created a new urgency on compliance solutions. 

The following are just a few of the links that can help you better understand ERM, SOX and other compliance and IT requirements:

• Enterprise Risk Management (ERM)
• Sarbanes-Oxley (SOX)
• Other Compliance Regulations Sources
• IT Frameworks

Enterprise Risk Management (ERM)

• http://www.coso.org/publications.htm  (Information on the COSO ERM Integrated Framework)
• https://www.cpa2biz.com/default.htm (Buy the COSO ERM Integrated Framework manual)
• http://www.rmahq.org/RMA (Risk Management Association)
• http://www.rims.org (Risk and Insurance Management Society)
• http://www.theirm.org (Institute of Risk Management)
• http://www.riskmanagementmagazine.com.au (Risk Management Magazine)
• http://www.balancedscorecard.org (Balanced Scorecard)       

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Sarbanes-Oxley (SOX)

• www.coso.org
• www.isaca.org/cobit.html 
• Sarbanes-Oxley Compliance Journal
• COSO - The Committee of Sponsoring Organizations of the Treadway Commission
• Inside Sarbanes Oxley
• Public Accounting Oversight Board
• Congressman Michael G. Oxley
• US Senator Paul S. Sarbanes
• The Law

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Other Compliance Regulations Sources

AS5 - Accounting Standard No. 5

• http://www.pcaobus.org/Standards/Standards_and_Related_Rules
• http://www.pcaobus.org/

OMB A-123

• http://www.whitehouse.gov/omb/circulars/a123/a123_rev.html
• http://www.cfo.doe.gov/progliaison/doeA123/evaluating.html

Graham-Leach-Bliley Act

• http://www.ftc.gov/bcp/conline/pubs/buspubs/glbshort.htm

Basel

• http://www.bis.org/publ/bcbs118.htm

HIPAA

• http://www.hipaa.org
• http://www.hhs.gov/ocr/hipaa
• http://www.cms.hhs.gov/HIPAAGenInfo/02_TheHIPAALawandMore.asp#TopOfPage
• http://www.aishealth.com/Compliance/HIPAAResource.html
• http://www.hipaacomply.com

FDA

• http://www.fda.gov/ora/compliance_ref/

OSHA

• http://www.osha.gov/
• http://www.osha.gov/dcsp/compliance_assistance/index.html

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IT Frameworks

COBIT

• http://www.isaca.org/cobit
• http://www.itgi.org/

ITIL

• http://www.itil-officialsite.com
• http://www.itil.co.uk
• http://www.ogc.gov.uk/index.asp?id=1000367
• http://www.bsi-global.com/index.xalter
• http://www.itsmf.com/news/news.asp?NewsID=71

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For more information contact us at info@compliancysoftware.com or call +1-919-342-6212